Prosperity Capital Advisors provides a broad range of financial planning, consulting, and investment management services to individuals, families, businesses, and other registered investment advisors. Operating under the business name Prosperity Capital Advisors, the firm builds customized financial plans covering retirement, estate, tax, and business planning. For investment management, Prosperity Capital Advisors utilizes a variety of core model portfolios, specialized strategies, and separately managed accounts composed of mutual funds, exchange-traded funds, and fixed income solutions. The firm also serves as a turnkey asset management program provider, offering administrative, trading, and reporting support to independent advisors and financial institutions. Prosperity Capital Advisors manages client assets on a discretionary basis while offering tailored portfolio adjustments and reasonable restrictions based on individual client risk profiles and investment objectives.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.50% |
| $500K - $1.0M | 0.40% |
| $1.0M - $2.0M | 0.30% |
| $2.0M - $5.0M | 0.25% |
| $5M+ | 0.20% |
Fees are negotiable. Total annual fees for retail clients typically range between 0.20% and 2.0% when including advisor fees.