JC
JC

John Cooper

34 Years of Experience
Louisville, KY
Broker

John Cooper is a registered investment advisor at PNC Wealth Management, based in Louisville, KY, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1116 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+1.00%

Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

4257 Outer Loop, Louisville, KY, 40219

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
PNC Wealth Management LLCBroker
November 2009 - Present · 16 yrs 6 mos
PNC Wealth Management
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
Natcity Investments, INC.Broker
October 2007 - November 2009 · 2 yrs 1 mo
Natcity Investments, INC.
October 2007 - November 2009 · 2 yrs 1 mo
Money Concepts Capital CORP
January 2007 - October 2007 · 9 mos
Money Concepts Capital CORPBroker
January 2007 - October 2007 · 9 mos
On Investment Management CO
June 2006 - December 2006 · 6 mos
The O.N. Equity Sales CompanyBroker
May 2006 - December 2006 · 7 mos
Edward JonesBroker
August 2003 - April 2006 · 2 yrs 8 mos
MML Investors Services, INC.Broker
June 2003 - September 2003 · 3 mos
Banc One Securities CorporationBroker
March 1995 - June 2001 · 6 yrs 3 mos
Fifth Third Securities, INC.Broker
August 1994 - December 1994 · 4 mos
Gna Securities, INC.Broker
May 1990 - September 1994 · 4 yrs 4 mos
Keogler, Morgan & Company, INC.Broker
April 1989 - May 1990 · 1 yr 1 mo
Fsc Securities CorporationBroker
April 1989 - May 1989 · 1 mo
State Registrations9 states
FLINKYMIMSNDOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.