Carol Bowe is a registered investment advisor, based in Winter Springs, FL, with 13 years of industry experience.
Location
Winter Springs, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLC
July 2023 - Present · 2 yrs 10 mos
Wealth Enhancement Brokerage Services, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Wealth Enhancement Advisory Services, LLC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
April 2023 - June 2023 · 2 mos
Transamerica Investors Securities CorporationBroker
April 2023 - June 2023 · 2 mos
Morgan StanleyBroker
January 2023 - April 2023 · 3 mos
E*trade Capital Management, LLC
April 2020 - April 2023 · 3 yrs
E*trade Securities LLCBroker
April 2020 - April 2023 · 3 yrs
Janney Montgomery Scott LLC
January 2017 - February 2020 · 3 yrs 1 mo
Janney Montgomery Scott LLCBroker
January 2017 - February 2020 · 3 yrs 1 mo
Morgan Stanley
May 2013 - October 2016 · 3 yrs 5 mos
Morgan StanleyBroker
May 2013 - October 2016 · 3 yrs 5 mos
Camarda Wealth Advisory Group
May 2012 - October 2012 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - May 2012 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2012 - May 2012 · 3 mos
Waddell & Reed, INC.
November 2011 - December 2011 · 1 mo
Waddell & Reed, INC.Broker
October 2011 - December 2011 · 2 mos
American Express Financial Advisors INC.Broker
November 1988 - March 1989 · 4 mos
Ids Life Insurance CompanyBroker
November 1988 - March 1989 · 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.