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Richard Rappaport

Westpark Capital, INC.
37 Years of Experience
Los Angeles, CA
4 DisclosuresBroker
View SEC Summary
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Richard Rappaport is a registered investment advisor at Westpark Capital, INC., based in Los Angeles, CA, with 37 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 265 clients with $53M in assets under management.

Westpark Capital, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
265 clients
Average Client Portfolio
$200K average
Assets Under Management
$53.1M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Annual asset-based fees range from 0.25% to 2.75% depending on account size and the selected third-party manager program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1800 Century Park East, Suite 220, Los Angeles, CA, 90067

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2021
Final
Regulatory
October 2006
Final
Regulatory
January 2006
Final
Regulatory
November 2003
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is a partner in JVRS Associates, working on their books a minimal amount of time. He also holds positions such as Director at Sketchers USA, Registered Agent/Manager at Century Acquisitions LLC, President/Mergers at AOTS-WRASP-SKRP, and Consultant at Star Wealth Advisors, dedicating varying amounts of time to each.

Employment History
Current Registrations
Westpark Capital, INC.
June 2023 - Present · 3 yrs 4 mos
Westpark Capital, INC.Broker
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Westpark Capital, INC.
January 2004 - December 2021 · 17 yrs 11 mos
Ebi Securities CorporationBroker
April 1998 - October 1999 · 1 yr 6 mos
Joseph Charles & Assoc., INC.Broker
March 1995 - June 1998 · 3 yrs 3 mos
H.J. Meyers & CO., INC.Broker
January 1989 - March 1995 · 6 yrs 2 mos
State Registrations2 states
CACO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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