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CFP
SB
CFP

Stephen Birbiglia

LPL Financial LLC
37 Years of Experience
Huntington, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Birbiglia is a CFP-designated registered investment advisor at LPL Financial LLC, based in Huntington, NY, with 37 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

23 Green St Ste 102, Huntington, NY, 11743

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen operates Brighton Financial as a DBA for his LPL business since 1989. He also works as an agent selling term and universal life insurance through CRUMP since 1995, dedicating a few hours per week.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2021 - Present · 5 yrs
LPL Financial LLC
October 2021 - Present · 5 yrs
LPL Financial LLC
October 2021 - Present · 5 yrs
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - November 2021 · 8 mos
Cetera Advisor Networks LLCBroker
February 2019 - November 2021 · 2 yrs 9 mos
North Ridge Securities CORP.Broker
February 2006 - February 2019 · 13 yrs
American Portfolios Advisors, INC
August 2002 - November 2003 · 1 yr 3 mos
American Portfolios Financial Services, INC.Broker
January 2002 - February 2006 · 4 yrs 1 mo
Signator Investors, INC.Broker
December 2000 - January 2002 · 1 yr 1 mo
North Ridge Securities CORP.Broker
March 1995 - December 2000 · 5 yrs 9 mos
Westco Investment CORP.Broker
October 1994 - March 1995 · 5 mos
W. S. Griffith & CO., INC.Broker
March 1990 - December 1994 · 4 yrs 9 mos
Home Life Insurance CompanyBroker
March 1990 - October 1992 · 2 yrs 7 mos
First Investors CorporationBroker
October 1988 - May 1989 · 7 mos
State Registrations9 states
FLMDMONCNJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Stephen Birbiglia - Financial Advisor | TrueAdvisor