RP
CFP · ChFC
RP
CFP · ChFC

Raymond Penzi

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
448 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$744.6M

Fee Structure

Minimum Investment:$500K
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Location

9690 Deereco Road, Suite 650, Timonium, MD, 21093

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Raymond is the Vice President - Private Client at The L. Warner Companies, Inc. since 2018, focusing on investment and insurance-related member firm activities, which takes more than full-time hours.

Employment History
Current Registrations
The L. Warner Companies, INC
November 2024 - Present · 1 yr 3 mos
M Holdings Securities, INC.Broker
March 2013 - Present · 12 yrs 11 mos
M Holdings Securities, INC.
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
Sidoti & Company, LLCBroker
December 2010 - July 2011 · 7 mos
John Thomas FinancialBroker
September 2010 - November 2010 · 2 mos
State Registrations3 states
CAMDNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.