David Hawkins is a registered investment advisor at Morgan Stanley, based in Richmond, VA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
901 East Byrd Street, Suite 2000, Richmond, VA, 23219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 12 yrs 11 mos
Morgan StanleyBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
November 2010 - December 2011 · 1 yr 1 mo
UBS Financial Services INC.Broker
May 2004 - October 2010 · 6 yrs 5 mos
Credit Suisse First Boston LLCBroker
January 2003 - June 2004 · 1 yr 5 mos
Credit Suisse First Boston
January 2003 - June 2004 · 1 yr 5 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 2002 - January 2003 · 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 2000 - January 2003 · 2 yrs 11 mos
Goldman, Sachs & CO.Broker
October 1988 - March 2000 · 11 yrs 5 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.