Michael Swain
Michael Swain is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Memphis, TN, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6075 Poplar Ave, Suite 335, Memphis, TN, 38119
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2020Other Business ActivitiesSells Insurance
Michael is a trustee and power of attorney for Eddie and Joy Swain, and an agent for non-variable insurance since 2005 and 2010, dedicating a few hours per week to each. He is also an independent contractor for Swain Wealth Partners, spending about a quarter of his time on client service and asset management.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Veravest Investments, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.