RF
RF
Ronald Fowler
26 Years of Experience
Memphis, TN
3 DisclosuresBroker
Ronald Fowler is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Memphis, TN, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
949 Shady Grove Road S, Memphis, TN, 38120
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008Closed-No Action
Customer Dispute
February 2008Denied
Customer Dispute
January 2006Settled
Other Business Activities
Ronald works as a consultant and associate/employee at Pinnacle Bank, providing investment services to bank clients and employees. He dedicates about a quarter of his time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 9 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2016 - Present · 9 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - August 2016 · 3 yrs 6 mos
Raymond James & Associates, INC.
February 2013 - August 2016 · 3 yrs 6 mos
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
August 2002 - February 2013 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1999 - August 2002 · 2 yrs 11 mos
State Registrations21 states
ALARAZCACOFLGAILLAMAMSNCNJOHOKORSCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.