JB
JB

John Biondo

37 Years of Experience
San Rafael, CA
Broker

John Biondo is a registered investment advisor, based in San Rafael, CA, with 37 years of industry experience.

Location

4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John provides investment advisory services through Global Retirement Partners LLC and HUB Retirement and Wealth Management, spending nearly full-time on these activities. He is also a Notary Public, dedicating minimal time to this.

Employment History
Current Registrations
HUB International Investment Services INC.
December 2019 - Present · 6 yrs 5 mos
HUB International Investment Services INC.Broker
December 2019 - Present · 6 yrs 5 mos
LPL Financial LLCBroker
June 2019 - Present · 6 yrs 11 mos
Global Retirement Partners LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2014 - June 2019 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2014 - June 2019 · 4 yrs 9 mos
Morgan StanleyBroker
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2007 - April 2007 · 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
UBS Financial Services INC.Broker
July 1999 - February 2007 · 7 yrs 7 mos
Salomon Smith Barney INC.Broker
June 1994 - July 1999 · 5 yrs 1 mo
Painewebber IncorporatedBroker
November 1990 - June 1994 · 3 yrs 7 mos
Castle Securities CORP.Broker
May 1990 - December 1990 · 7 mos
KochcapitalBroker
November 1989 - June 1990 · 7 mos
South Richmond Securities, INC.Broker
November 1988 - November 1989 · 1 yr
State Registrations9 states
CACTFLLAMANJNYPAVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.