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Kenneth Wright

Osaic Institutions, INC.
36 Years of Experience
Kingsport, TN
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Kenneth Wright is a registered investment advisor at Osaic Institutions, INC., based in Kingsport, TN, with 36 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

422 Broad Street, Kingsport, TN, 37660

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Settled
Customer Dispute
September 2010
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Osaic Institutions, INC.
May 2016 - Present · 10 yrs 5 mos
Osaic Institutions, INC.Broker
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
October 2011 - September 2015 · 3 yrs 11 mos
Uvest Financial Services Group, INC.Broker
February 2001 - October 2011 · 10 yrs 8 mos
Pfic Securities CorporationBroker
April 1998 - January 2001 · 2 yrs 9 mos
Invest Financial CorporationBroker
March 1998 - April 1998 · 1 mo
Sierra Investment Services CorporationBroker
September 1997 - December 1997 · 3 mos
Fundtrust Investment Company Services, INC.Broker
September 1990 - March 1992 · 1 yr 6 mos
Great Western Financial Securities CorporationBroker
August 1990 - February 1997 · 6 yrs 6 mos
Barnett Brokerage Service, INC.Broker
June 1990 - August 1990 · 2 mos
Empire National Securities, IncorporatedBroker
December 1988 - May 1990 · 1 yr 5 mos
First Montauk Securities CORP.Broker
October 1988 - June 1989 · 8 mos
State Registrations11 states
FLGAKYNCNEOHSCSDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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