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ChFC
JG
ChFC

Jeffery Gosen

Founders Financial Securities, LLC
37 Years of Experience
Saginaw, MI
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffery Gosen is a ChFC-designated registered investment advisor at Founders Financial Securities, LLC, based in Saginaw, MI, with 37 years of industry experience. Jeffery is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

55 Harrow Lane, Suite 3A, Saginaw, MI, 48638

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
Employment Separation After Allegations
August 2009
Customer Dispute
March 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffery is an insurance agent under Gosen Investments, LLC, dedicating full-time hours to this role. He is also a joint owner of a family farm, but this activity is not investment-related and requires no time commitment.

Employment History
Current Registrations
Founders Financial Securities, LLC
April 2010 - Present · 16 yrs 6 mos
Founders Financial Securities LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Pruco Securities, LLC.Broker
November 1988 - September 2009 · 20 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
November 1988 - December 1993 · 5 yrs 1 mo
State Registrations5 states
ALMIMSNETX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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