Founders Financial Securities operates as a registered investment advisor and broker-dealer, offering a broad range of wealth management services through its network of investment advisor representatives. The firm provides investment management, portfolio supervision, financial planning, retirement planning, and estate planning guidance. Services are delivered through several proprietary and third-party programs, including customized portfolios, third-party asset manager platforms, and retirement plan consulting. Investment management is available on both a discretionary and non-discretionary basis across multiple custodians such as Pershing, Axos Clearing, and Charles Schwab. The firm emphasizes personalized financial planning tailored to individual goals, risk tolerance, and time horizons, catering to retail clients, high-net-worth individuals, businesses, and retirement plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1M+ | 1.40% |
Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.