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RG
CFP · ChFC
RG
CFP · ChFC

Richard George

Bankers Life Advisory Services, INC.
30 Years of Experience
Chicago, IL
9 DisclosuresBroker
View SEC Summary
View SEC Summary

Richard George is a CFP, ChFC-designated registered investment advisor at Bankers Life Advisory Services, INC., based in Chicago, IL, with 30 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 14,314 clients with $2.5B in assets under management.

Bankers Life Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
534 advisors
Number of Clients
14,314 clients
Average Client Portfolio
$174K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees range from 0.50% to 2.50% annually and are negotiable based on portfolio size and other business considerations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8600 w Bryn Mawr Ave Ste 140 N, Chicago, IL, 60631

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Settled
Customer Dispute
November 2020
Settled
Customer Dispute
September 2020
Settled
Customer Dispute
April 2020
Settled
Customer Dispute
April 2020
Settled
Customer Dispute
March 2020
Settled
Customer Dispute
March 2020
Settled
Customer Dispute
February 2020
Settled
Customer Dispute
December 2019
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bankers Life Advisory Services, INC.
December 2025 - Present · 10 mos
Bankers Life Securities, INC.Broker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Morgan StanleyBroker
March 2012 - February 2020 · 7 yrs 11 mos
Morgan Stanley
March 2012 - February 2020 · 7 yrs 11 mos
UBS Financial Services INC.
November 2002 - March 2012 · 9 yrs 4 mos
UBS Financial Services INC.Broker
August 2002 - March 2012 · 9 yrs 7 mos
Lehman Brothers INC.Broker
September 1999 - December 2000 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1988 - February 1999 · 10 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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