James Owens is a registered investment advisor at Janney Montgomery Scott LLC, based in Columbia, SC, with 37 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
1441 Main Street, Suite 700, Columbia, SC, 29201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the secretary for The Geo A Rheman Co Inc. since 2020, maintaining meeting minutes bi-annually and dedicating minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Stephens
StephensBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
D.E. Frey & Company, INC.Broker
A. G. Edwards & Sons, INC.Broker
First Investors CorporationBroker
State Registrations28 states
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