Eric Tom
Eric Tom is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 37 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2200 Northern Blvd, Suite 200, East Hills, NY, 11548
Get directionsHistory
Regulatory History (12)
Customer Dispute
November 2022Customer Dispute
November 2020Customer Dispute
June 2017Customer Dispute
April 2016Customer Dispute
August 2015Customer Dispute
December 2014Customer Dispute
July 2013Customer Dispute
July 2013Customer Dispute
May 2012Customer Dispute
October 2010Customer Dispute
January 2006Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Eric is an independent insurance agent selling life, accident, health insurance, and fixed annuities since 2003 and 2016, respectively, dedicating minimal time to these activities. He is also a notary public since 2014.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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