Anthony Roberts
Anthony Roberts is a ChFC-designated registered investment advisor at Prosperity Asset Management, LLC, based in Louisville, KY, with 9 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 191 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prosperity Asset Management works with Gradient Investments, LLC to manage your investments. The annual fee is a percentage of your portfolio, split between Gradient Investments and Prosperity. Here's a breakdown of the annual fees for different portfolio types:
- Strategic Portfolios: 2.00% total (1.00% to Gradient Investments, 1.00% to Prosperity)
- Tactical Portfolios: 1.80% total (0.80% to Gradient Investments, 1.00% to Prosperity). Note that Gradient Investments receives an additional 0.20% from the ETF.
- Allocation & Defined Outcome Portfolios: 1.70% total (0.70% to Gradient Investments, 1.00% to Prosperity)
- Preservation Portfolios: 1.00% total (0.40% to Gradient Investments, 0.60% to Prosperity)
- Private Wealth Portfolios: 1.50% total (0.50% to Gradient Investments, 1.00% to Prosperity)
For Client Directed Accounts, a flat annual fee of $300 is charged, all of which goes to Gradient Investments. Prosperity receives $0. A $15 quarterly service fee is also charged per account for performance and other reporting.
Location
6009 Brownsboro Park Blvd., Suite A, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an owner and insurance agent at A. Roberts & Associates, Inc. and will continue to receive renewals from saved business. He is also a managing partner at FERS-TSP Strategies LLC and has personal real estate investments, dedicating minimal time to these activities.
Employment History
Current Registrations
Prosperity Asset Management, LLC
Previous Registrations
Gradient Advisors, LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.