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Joseph Perna

LPL Enterprise, LLC
30 Years of Experience
Holmdel, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Joseph Perna is a registered investment advisor at LPL Enterprise, LLC, based in Holmdel, NJ, with 30 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 Crawfords Corner Rd Ste, 2409, Holmdel, NJ, 07733

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph operates his LPL business through 26th Street Advisors, LLC. This activity is investment-related and takes nearly all of Joseph's time.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
September 2024 - November 2024 · 2 mos
Pruco Securities, LLC.Broker
September 2024 - November 2024 · 2 mos
J. Alden Associates, INC.Broker
March 2024 - July 2024 · 4 mos
Sharp Financial
November 2023 - July 2024 · 8 mos
Clarfeld
August 2019 - December 2023 · 4 yrs 4 mos
Citizens Securities, INC.
August 2018 - January 2020 · 1 yr 5 mos
Citizens Securities, INC.Broker
August 2018 - January 2020 · 1 yr 5 mos
Wells Fargo Advisors, LLC
March 2012 - April 2016 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2012 - April 2016 · 4 yrs 3 mos
Wells Fargo Advisors, LLCBroker
February 2009 - July 2011 · 2 yrs 5 mos
Commerce Capital Markets, INC.
August 2005 - April 2007 · 1 yr 8 mos
Commerce Capital Markets, INC.Broker
August 2005 - April 2007 · 1 yr 8 mos
Royal Alliance Associates, INC.
April 2005 - August 2005 · 4 mos
Royal Alliance Associates, INC.Broker
February 2005 - August 2005 · 6 mos
Allstate Financial Services, LLCBroker
March 2003 - September 2003 · 6 mos
Wilmington Brokerage Services CompanyBroker
January 2003 - March 2003 · 2 mos
MML Investors Services, INC.Broker
January 2000 - November 2001 · 1 yr 10 mos
Signator Investors, INC.Broker
January 1996 - December 1999 · 3 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
January 1996 - May 1997 · 1 yr 4 mos
Dean Witter Reynolds INC.Broker
January 1995 - January 1996 · 1 yr
Painewebber IncorporatedBroker
April 1989 - January 1995 · 5 yrs 9 mos
Pruco Securities CorporationBroker
December 1988 - May 1989 · 5 mos
The Prudential Insurance Company of AmericaBroker
December 1988 - May 1989 · 5 mos
State Registrations6 states
FLILNJNVNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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