Joseph Perna is a registered investment advisor at LPL Enterprise, LLC, based in Holmdel, NJ, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
101 Crawfords Corner Rd, Suite 2409, Holmdel, NJ, 07733
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Regulatory History (1)
Customer Dispute
June 2015Other Business Activities
Joseph operates his LPL business through 26th Street Advisors, LLC. This activity is investment-related and takes nearly all of Joseph's time.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
J. Alden Associates, INC.Broker
Sharp Financial
Clarfeld
Citizens Securities, INC.
Citizens Securities, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLCBroker
Commerce Capital Markets, INC.Broker
Commerce Capital Markets, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Allstate Financial Services, LLCBroker
Wilmington Brokerage Services CompanyBroker
MML Investors Services, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.