Paul Phillips is a CFP-designated registered investment advisor, based in Plano, TX, with 23 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing Corporation
September 2025 - Present · 1 yr
Vanguard Advisers, INC.
September 2025 - Present · 1 yr
Vanguard Marketing CorporationBroker
September 2025 - Present · 1 yr
Previous Registrations
First Command Advisory Services
January 2022 - January 2025 · 3 yrs
First Command Brokerage Services, INC.Broker
January 2022 - January 2025 · 3 yrs
Missionsquare Retirement
July 2019 - November 2021 · 2 yrs 4 mos
Missionsquare Investment ServicesBroker
July 2019 - November 2021 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
September 2018 - May 2019 · 8 mos
U.S. Bancorp Investments, INC.
September 2018 - May 2019 · 8 mos
Schwab Private Client Investment Advisory, INC.
July 2016 - March 2018 · 1 yr 8 mos
Charles Schwab & CO., INC.Broker
July 2016 - March 2018 · 1 yr 8 mos
Strategic Advisers, INC.
October 2013 - June 2015 · 1 yr 8 mos
Fidelity Brokerage Services LLCBroker
July 2013 - June 2015 · 1 yr 11 mos
Allstate Financial Services, LLCBroker
December 2010 - March 2012 · 1 yr 3 mos
Fidelity Brokerage Services LLCBroker
February 2008 - February 2009 · 1 yr
Lasalle Financial Services, INC.Broker
January 2005 - January 2007 · 2 yrs
Natcity Investments, INC.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Northern Trust Securities, INC.Broker
September 2000 - July 2001 · 10 mos
Fidelity Brokerage Services, INC.Broker
March 1994 - April 1999 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1989 - July 1989 · 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.