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Steven Trevor

Vanguard Advisers, INC.
32 Years of Experience
Plano, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Trevor is a registered investment advisor at Vanguard Advisers, INC., based in Plano, TX, with 32 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B

Fee Structure

Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:

  • New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
  • Legacy Model:
    • $250 for participants with $50,000 to $500,000 in total Vanguard assets.
    • $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

7900 Windrose Avenue, Plano, TX, 75024

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Customer Dispute
April 2019
Closed-No Action
Customer Dispute
June 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven maintains an insurance license since 2021, but it appears he is not actively using it. He dedicates minimal time to this activity.

Employment History
Current Registrations
Vanguard Marketing Corporation
September 2021 - Present · 4 yrs 8 mos
Vanguard Advisers, INC.
September 2021 - Present · 4 yrs 8 mos
Vanguard Marketing CorporationBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Charles Schwab & CO., INC.
May 2020 - August 2021 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
May 2020 - August 2021 · 1 yr 3 mos
Charles Schwab & CO., INC.
May 2020 - May 2020 · 0 mos
USAA Investment Management Company
January 2018 - May 2020 · 2 yrs 4 mos
USAA Financial Planning Services
June 2014 - January 2018 · 3 yrs 7 mos
USAA Financial Advisors, INC.Broker
June 2014 - May 2020 · 5 yrs 11 mos
Thrivent Investment Management INC.
June 2013 - February 2014 · 8 mos
Thrivent Investment Management INC.Broker
June 2013 - February 2014 · 8 mos
Hsbc Securities (USA) INC.
August 2010 - February 2013 · 2 yrs 6 mos
Hsbc Securities (USA) INC.Broker
August 2010 - February 2013 · 2 yrs 6 mos
Charles Schwab & CO., INC.
September 2003 - May 2010 · 6 yrs 8 mos
Charles Schwab & CO., INC.Broker
July 2003 - May 2010 · 6 yrs 10 mos
Ifmg Securities, INC.Broker
July 2001 - June 2003 · 1 yr 11 mos
First Union Securities, INC.Broker
October 2000 - April 2001 · 6 mos
First Union Brokerage Services, INC.Broker
January 1998 - October 2000 · 2 yrs 9 mos
Smith Barney INC.Broker
December 1995 - January 1998 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1992 - December 1995 · 3 yrs 10 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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