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Lisa Hanline

Raymond James Financial Services Advisors, INC
35 Years of Experience
Charlotte, NC
Broker
View SEC Summary
View SEC Summary

Lisa Hanline is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charlotte, NC, with 35 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11016 Rushmore Drive, Suite 190, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa is an officer of Lisa Martin & Associates, Inc., which is used for tax, payroll, and contracting purposes related to her securities business. She dedicates minimal time to this entity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
December 1998 - Present · 27 yrs 10 mos
Previous Registrations
Raymond James Financial Services
December 2001 - January 2009 · 7 yrs 1 mo
Invest Financial CorporationBroker
December 1992 - December 1998 · 6 yrs
Invest Financial CorporationBroker
April 1991 - July 1992 · 1 yr 3 mos
State Registrations15 states
ALAZCACOFLGAINNCNJNVNYOHPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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