Gregg Farrauto
Gregg Farrauto is a registered investment advisor at Farrauto Wealth Management, INC, based in New York, NY, with 25 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 64 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Farrauto Wealth Management's (FWM) annual investment management fee ranges from 0.50% up to 2.65% of the value of your portfolio. The fee is negotiable and depends on the representative, the size of your account, the types of assets, the complexity of your portfolio, your financial situation, and the level of trading activity. The fee is paid monthly or quarterly from your account.
Location
One Liberty Plaza, 165 Broadway, 23rd Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (3)
Regulatory
March 2013Customer Dispute
July 2009Customer Dispute
March 2006Other Business ActivitiesSells Insurance
Gregg is an independent insurance agent selling health, disability, long-term care, and life insurance, dedicating about 10-20% of his time to this. He also provides coaching and consulting services and prepares financial plans as a Registered Investment Advisor (RIA) with New York State.
Employment History
Current Registrations
Farrauto Wealth Management, INC
Previous Registrations
Securities Service Network, INC.Broker
Cambridge Investment Research, INC.Broker
LPL Financial CorporationBroker
Prudential Securities IncorporatedBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
La Jolla Capital CorporationBroker
Capital Planning Associates, INC.Broker
La Jolla Capital CorporationBroker
PCM Securities Limited, L.P.Broker
Cressida Capital, INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.