Robin Coombs is a registered investment advisor, based in Hampden, ME, with 34 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9 Commerce Ct., Suite 3, Hampden, ME, 04444
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Regulatory History (1)
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Customer Dispute
August 2013Denied
Other Business Activities
Robin works as an independent contractor performing financial advisor duties for Meridian Wealth Strategies. This takes about half of Robin's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2024 - Present · 2 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2009 - May 2024 · 14 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2024 · 14 yrs 11 mos
UBS Financial Services INC.
August 2002 - July 2009 · 6 yrs 11 mos
UBS Financial Services INC.Broker
July 1992 - July 2009 · 17 yrs
State Registrations17 states
AZCACOFLMAMEMONCNHNJNYOHPASCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.