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Jason Sprung

37 Years of Experience
Warren, NJ
Broker

Jason Sprung is a registered investment advisor at Wells Fargo Advisors, based in Warren, NJ, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

58 Mount Bethel Road, Suite 204, Warren, NJ, 07059

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jason owns 100% of JMS Capital Corp, an investment-related business in Westfield, NJ. This takes a full-time commitment, including 8 hours during trading hours, and is related to Jason's Finet practice.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2019 - Present · 7 yrs 4 mos
Wells Fargo Advisors
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2019 · 9 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2019 · 9 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
February 2008 - June 2009 · 1 yr 4 mos
UBS Financial Services INC.
June 2001 - February 2008 · 6 yrs 8 mos
UBS Financial Services INC.Broker
June 2001 - February 2008 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1988 - June 2001 · 12 yrs 7 mos
State Registrations7 states
FLMANCNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Sprung - Financial Advisor | TrueAdvisor