Bonnie Smallwood is a registered investment advisor at Tone Capital, LLC, based in Richmond, VA, with 35 years of industry experience. Bonnie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 150 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$103.2M
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Location
4120 W. Broad Street, Richmond, VA, 23230
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tone Capital, LLC
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - May 2017 · 4 yrs 4 mos
Scott & Stringfellow, LLCBroker
February 1998 - January 2013 · 14 yrs 11 mos
Signet Financial Services,inc.Broker
November 1988 - December 1997 · 9 yrs 1 mo
State Registrations1 state
VA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.