Tim Sullivan
Tim Sullivan is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Kalona, IA, with 37 years of industry experience. Tim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
208 5th St, Kalona, IA, 52247
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2003Customer Dispute
November 1995Other Business ActivitiesSells Insurance
Tim is involved in several business activities, including being an independent insurance agent for various companies, a high school sports referee, a snow plow driver, and holding various roles at financial and real estate companies. He also dedicates time to community organizations and his advisory role at an RIA, taking up a significant portion of his time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kenteth Blossom, CFP