Tim Sullivan
Tim Sullivan is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Kalona, IA, with 37 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
208 5th St, Kalona, IA, 52247
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2003Customer Dispute
November 1995Other Business ActivitiesSells Insurance
Tim is involved in several business activities, including being an independent insurance agent for various companies, a high school sports referee, a snow plow driver, and holding various roles at financial and real estate companies. He also dedicates time to community organizations and his advisory role at an RIA, taking up a significant portion of his time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.