MP
MP
Malcolm Parks
37 Years of Experience
Milroy, PA
1 DisclosureBrokerSells Insurance
Malcolm Parks is a registered investment advisor at Cetera Investment Advisers LLC, based in Milroy, PA, with 37 years of industry experience. Malcolm is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
100 Commerce Drive, Milroy, PA, 17063
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2003Closed-No Action
Other Business ActivitiesSells Insurance
Malcolm is involved with MCS Insurance Agency, focusing on property and casualty insurance, which does not involve securities clients. He also owns rental property and serves as the secretary of a girls' softball team, Lady Patriots.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Infinex Investments, INC.
September 2015 - September 2019 · 4 yrs
Infinex Investments, INC.Broker
September 2015 - September 2019 · 4 yrs
Cetera Advisor Networks LLCBroker
August 2011 - September 2015 · 4 yrs 1 mo
Cetera Advisor Networks LLC
August 2011 - September 2015 · 4 yrs 1 mo
LPL Financial LLCBroker
March 2010 - August 2011 · 1 yr 5 mos
LPL Financial LLC
March 2010 - August 2011 · 1 yr 5 mos
Financial Network Investment Corporation
March 2006 - March 2010 · 4 yrs
Financial Network Investment CorporationBroker
May 2003 - March 2010 · 6 yrs 10 mos
T.H.E. Financial Group, LTDBroker
January 2003 - May 2003 · 4 mos
Pruco Securities CorporationBroker
January 1989 - January 2003 · 14 yrs
The Prudential Insurance Company of AmericaBroker
January 1989 - December 1993 · 4 yrs 11 mos
State Registrations4 states
AKGANJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.