James Jimenez is a registered investment advisor at James A. Jimenez, based in San Jose, CA, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $4.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.95% |
| $200K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable and may vary based on client circumstances.
Fee Estimator
Location
2845 Moorpark Avenue, Suite 200, San Jose, CA, 95128-3158
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a registered investment advisor and sole proprietor in San Jose, California. He dedicates significantly more than full-time hours to this activity, with most of the time spent during market hours.
Employment History
Current Registrations
James A. Jimenez
Previous Registrations
Crown Capital Securities, L.P.Broker
Foothill Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Sentra Securities CorporationBroker
Multi-Financial Securities CorporationBroker
First California Capital Markets Group, INC.Broker
Great Western Financial Securities CorporationBroker
Shearson Lehman Hutton INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.