MH
MH

Michael Hogan

37 Years of Experience
Plymouth, MN
2 DisclosuresBrokerSells Insurance

Michael Hogan is a registered investment advisor at Cetera Investment Advisers LLC, based in Plymouth, MN, with 37 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

18200 45th Ave N, Ste 100A, Plymouth, MN, 55446

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017
Settled
Customer Dispute
June 1999
Settled
Other Business ActivitiesSells Insurance

Michael is an independent insurance agent selling fixed insurance products since 2008, dedicating about a quarter of his time. He also owns Rivercrest Financial Group, Hogan & Associates, and Hogan Wealth Management, which involve the sale of insurance, securities, and investment products, taking up a significant portion of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2014 - June 2021 · 7 yrs 5 mos
Voya Financial Advisors, INC.Broker
May 1999 - June 2021 · 22 yrs 1 mo
Fortis Investors, INC.Broker
December 1994 - April 1999 · 4 yrs 4 mos
Pruco Securities CorporationBroker
January 1989 - December 1994 · 5 yrs 11 mos
The Prudential Insurance Company of AmericaBroker
January 1989 - December 1993 · 4 yrs 11 mos
State Registrations20 states
AZCACOFLIAIDKSMDMNNDNMNVNYSCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.