King Wong
King Wong is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Jose, CA, with 33 years of industry experience. King is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
560 S Winchester Blvd, San Jose, CA, 95128
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2004Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Whitehall-Parker Securities, INC.Broker
Edward JonesBroker
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Charles Schwab & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
J. W. Gant & Associates, INC.Broker
F.D. Roberts Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael CraigMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Timothy MosleyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrew SinsigalliMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Terrence ByrnesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven NietoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mojgan MohammadiMerrill Lynch, Pierce, Fenner & Smith Incorporated