AS
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Andrew Sinsigalli

34 Years of Experience
San Jose, CA
3 DisclosuresBroker

Andrew Sinsigalli is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Jose, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

50 W San Fernando St, San Jose, CA, 95113

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Settled
Employment Separation After Allegations
December 2010
Customer Dispute
September 2009
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2011 - Present · 15 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - December 2010 · 2 yrs 11 mos
Wells Fargo Advisors, LLC
January 2008 - December 2010 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
October 1996 - January 2008 · 11 yrs 3 mos
Everen Securities, INC.Broker
March 1995 - October 1996 · 1 yr 7 mos
Stephens INC.Broker
October 1991 - December 1994 · 3 yrs 2 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.