LV
LV

Larry Vawter

31 Years of Experience
Kansas City, MO
1 DisclosureBroker

Larry Vawter is a registered investment advisor at LPL Financial LLC, based in Kansas City, MO, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

4444 N Belleview Ave Suite 202, Kansas City, MO, 64116

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Closed-No Action
Other Business Activities

Larry operates under the DBAs JPE Wealth Management and Vawter Wealth Management. He also acts as a successor trustee for his uncle's trust, dedicating about 10-20% of his time to this fiduciary role.

Employment History
Current Registrations
LPL Financial LLC
August 2009 - Present · 16 yrs 11 mos
LPL Financial LLCBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - June 2009 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
June 1999 - January 2008 · 8 yrs 7 mos
Smith Hayes Financial Services CorporationBroker
March 1995 - July 1999 · 4 yrs 4 mos
State Registrations10 states
CAFLIAINKSMONEOKTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Larry Vawter - Financial Advisor | TrueAdvisor