Carmen Wu
Carmen Wu is a registered investment advisor at Cetera Investment Advisers LLC, based in Vienna, VA, with 36 years of industry experience. Carmen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1919 Gallows Road Ste 600, Vienna, VA, 22182
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carmen is a financial advisor through Egan, Berger & Winer, LLC and an artist. She also sells fixed insurance products and is the past-president of the Rotary Club of McLean, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Bb&t Investment Services, INC.Broker
Bb&t Investment Services, INC.
Bb&t Asset Management, INC.
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
J.P. Atkinson & Associates, INC.
Washington Square Securities, INC.Broker
Fortis Investors, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.