TN
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Timothy Nielsen

35 Years of Experience
Houston, TX
BrokerSells Insurance

Timothy Nielsen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Houston, TX, with 35 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Riverway Ste 900, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He also serves as treasurer for a non-profit, Compass, dedicating minimal time, and is the author of two books, spending minimal time on these activities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2007 - Present · 18 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
July 1990 - Present · 36 yrs
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
July 1990 - January 2002 · 11 yrs 6 mos
State Registrations33 states
ALARAZCACODCFLGAIAILKSKYLAMAMDMIMNMONCNENJNMNVNYOHORSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Nielsen - Financial Advisor | TrueAdvisor