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John Morris

Janney Montgomery Scott LLC
37 Years of Experience
Jupiter, FL
2 DisclosuresBroker
View SEC Summary
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John Morris is a registered investment advisor at Janney Montgomery Scott LLC, based in Jupiter, FL, with 37 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Jupiter, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Denied
Customer Dispute
September 1993
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
April 2022 - Present · 4 yrs 6 mos
Janney Montgomery Scott LLC
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2011 - April 2022 · 10 yrs 11 mos
UBS Financial Services INC.
May 2011 - April 2022 · 10 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Citigroup Global Markets INC.Broker
January 2006 - June 2009 · 3 yrs 5 mos
Citigroup Global Markets INC.
January 2006 - June 2009 · 3 yrs 5 mos
Morgan Stanley
November 2002 - January 2006 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2000 - January 2006 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
March 1994 - December 2000 · 6 yrs 9 mos
Reich & CO., INC.Broker
November 1993 - March 1994 · 4 mos
Painewebber IncorporatedBroker
March 1991 - November 1993 · 2 yrs 8 mos
Wheat, First Securities, INC.Broker
January 1991 - March 1991 · 2 mos
Butcher & Singer INC.Broker
July 1989 - January 1991 · 1 yr 6 mos
Monmouth Investments, INC.Broker
February 1989 - September 1991 · 2 yrs 7 mos
Halpert and Company, INC.Broker
February 1989 - June 1989 · 4 mos
State Registrations22 states
ALAZCACOCTDCDEFLGAIDKSMDMONCNHNJNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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