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Lori Kirkner

Wells Fargo Advisors
33 Years of Experience
Birmingham, AL
3 DisclosuresBroker
View SEC Summary
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Lori Kirkner is a registered investment advisor at Wells Fargo Advisors, based in Birmingham, AL, with 33 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

2501 20th Pl S Ste 350, Birmingham, AL, 35223

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2025
Judgment / Lien
February 2025
Judgment / Lien
January 2025
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Wells Fargo Clearing Services, LLC
February 2019 - Present · 7 yrs 3 mos
Wells Fargo Advisors
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
August 2016 - February 2019 · 2 yrs 6 mos
TD Ameritrade, INC.Broker
August 2016 - February 2019 · 2 yrs 6 mos
TD Ameritrade, INC.
August 2016 - February 2019 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2015 - December 2015 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - December 2015 · 6 mos
Bbva Securities INC.Broker
May 2013 - April 2015 · 1 yr 11 mos
Bbva Compass Investment Solutions, INCBroker
March 2004 - May 2013 · 9 yrs 2 mos
Compass Brokerage, INC.Broker
January 2000 - February 2004 · 4 yrs 1 mo
Proequities, INC.Broker
August 1997 - October 1997 · 2 mos
Sterne, Agee & Leach, INC.Broker
April 1992 - January 2000 · 7 yrs 9 mos
Prudential Securities IncorporatedBroker
December 1991 - April 1992 · 4 mos
State Registrations4 states
ALARMAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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