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Lawrence Garrity

Wells Fargo Advisors
30 Years of Experience
Birmingham, AL
1 DisclosureBroker
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Lawrence Garrity is a registered investment advisor at Wells Fargo Advisors, based in Birmingham, AL, with 30 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2801 Highway 280 S Ste 1-400, Birmingham, AL, 35223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1984
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2026 - Present · 5 mos
Wells Fargo Advisors Financial Network, LLC
May 2026 - Present · 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2026 - Present · 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2026 - Present · 9 mos
Wells Fargo Advisors
January 2026 - Present · 9 mos
Previous Registrations
Cantor Fitzgerald Investment Advisors
April 2023 - December 2025 · 2 yrs 8 mos
Cantor Fitzgerald & CO.Broker
April 2023 - December 2025 · 2 yrs 8 mos
Blackrock Investment Management, LLC
September 2006 - January 2023 · 16 yrs 4 mos
Blackrock Investments, LLCBroker
September 2006 - January 2023 · 16 yrs 4 mos
Merrill Lynch Investment Managers LP
February 2003 - September 2006 · 3 yrs 7 mos
Fam Distributors, INC.Broker
November 2001 - September 2006 · 4 yrs 10 mos
Oppenheimerfunds Distributor, INC.Broker
July 1998 - February 2001 · 2 yrs 7 mos
Van Kampen American Capital Distributors, INC.Broker
May 1995 - January 1998 · 2 yrs 8 mos
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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