SL
SL
Scott Lair is a registered investment advisor at LPL Financial LLC, based in Fort Myers, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Fort Myers, FL
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008Denied
Criminal
February 1981Final Disposition
Employment History
Current Registrations
LPL Financial LLCBroker
July 2019 - Present · 6 yrs 10 mos
LPL Financial LLC
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Fsc Securities Corporation
December 2013 - August 2019 · 5 yrs 8 mos
Fsc Securities CorporationBroker
December 2003 - August 2019 · 15 yrs 8 mos
Crown Capital Securities, L.P.Broker
September 1999 - December 2003 · 4 yrs 3 mos
Mutual Service CorporationBroker
March 1999 - September 1999 · 6 mos
Titan/value Equities Group, INC.Broker
July 1990 - March 1999 · 8 yrs 8 mos
First Investors CorporationBroker
December 1988 - June 1990 · 1 yr 6 mos
State Registrations10 states
ARCAFLIALAMNOHORSDWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.