John Horan is a registered investment advisor at Bristol Financial LLC, based in Clayton, MO, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 66 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
66 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$100.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7701 Forsyth, Suite 740, Clayton, MO, 63105
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2014Settled
Customer Dispute
October 2013Denied
Customer Dispute
October 2013Settled
Employment History
Current Registrations
Bristol Financial LLC
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - October 2015 · 11 yrs 6 mos
State Registrations1 state
MO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.