Roger Bowlin
Roger Bowlin is a registered investment advisor at Secure Asset Management, L.L.C., based in Kirkland, WA, with 36 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,877 clients with $870M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2% of assets under management. Fees are negotiable.
Fee Estimator
Location
10510 Northup Way, Suite 150, Kirkland, WA, 98033
Get directionsHistory
Regulatory History (15)
Customer Dispute
August 2026Customer Dispute
May 2026Customer Dispute
May 2026Customer Dispute
April 2026Customer Dispute
April 2026Customer Dispute
April 2026Customer Dispute
March 2026Customer Dispute
February 2026Customer Dispute
February 2026Customer Dispute
January 2026Customer Dispute
November 2025Customer Dispute
November 2025Customer Dispute
October 2025Customer Dispute
October 2025Customer Dispute
September 2025Other Business Activities
Roger is a real estate agent, advisor board member for the Washington Policy Center, and owner of Real Estate Transition Solutions, LLC. He also owns multiple real estate rental properties and R.W. Bowlin Investment Solutions, Inc., and is an Investment Advisor Representative for Secure Asset Management, LLC.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
Aurora SecuritiesBroker
Aurora Securities
Previous Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Eplanning Securities, INC.Broker
Eplanning Advisors INC
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Pacific Harbor Securities, INC.Broker
Investment Management & Research, INCBroker
Laney & CompanyBroker
Halliday Capital Partners, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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