Roger Bowlin
Roger Bowlin is a registered investment advisor at Secure Asset Management, L.L.C., based in San Francisco, CA, with 35 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 4,714 clients with $890M in assets under management.
Compensation
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Number of Clients
Average Client Portfolio
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Fee Structure
SAM offers investment management services where they manage your investments based on your goals and risk tolerance. SAM may also use trading signals from third-party money managers to make investment decisions. The annual fee for SAM's investment management is negotiable, with a maximum of 2% of the value of your investments, or 0.50% quarterly. When SAM utilizes trading signals from unaffiliated third-party money managers, SAM charges 0.750% annually, or 0.1875% quarterly. A portion of this fee is paid to the third-party manager, up to 0.50%.
Location
1 Market Street, 36th Floor, San Francisco, CA, 94105
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Regulatory History (5)
Customer Dispute
November 2025Customer Dispute
November 2025Customer Dispute
October 2025Customer Dispute
October 2025Customer Dispute
September 2025Other Business Activities
Roger is a real estate agent, advisor board member for the Washington Policy Center, and owner of Real Estate Transition Solutions, LLC. He also owns multiple real estate rental properties and R.W. Bowlin Investment Solutions, Inc., and is an Investment Advisor Representative for Secure Asset Management, LLC.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
Aurora Securities
Aurora SecuritiesBroker
Previous Registrations
Concorde Investment Services, LLCBroker
Concorde Asset Management, LLC
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Eplanning Securities, INC.Broker
Eplanning Advisors INC
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Pacific Harbor Securities, INC.Broker
Investment Management & Research, INCBroker
Laney & CompanyBroker
Halliday Capital Partners, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.