OH
OH

Ollie Harris

37 Years of Experience
Houston, TX
4 DisclosuresBroker

Ollie Harris is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 37 years of industry experience. Ollie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

2700 Post Oak Blvd Ste 900, Houston, TX, 77056

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2017
Settled
Customer Dispute
August 2015
Denied
Customer Dispute
October 1995
Settled
Employment Separation After Allegations
October 1993
Other Business Activities

Ollie is the administrator for his father's estate and trustee for his grandfather's trust, both investment-related activities. These activities require minimal time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
August 2002 - January 2008 · 5 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
December 1993 - January 2008 · 14 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1989 - November 1993 · 4 yrs 3 mos
Oppenheimer & CO., INC.Broker
April 1989 - August 1989 · 4 mos
State Registrations21 states
AZCACOCTFLGAILINLAMOMSNCNENJNYOHPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors