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Erik Littlejohn

Wells Fargo Advisors
37 Years of Experience
Houston, TX
2 DisclosuresBroker
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Erik Littlejohn is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 37 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

2700 Post Oak Blvd Ste 900, Houston, TX, 77056

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Settled
Customer Dispute
September 1995
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2020 - Present · 6 yrs
Wells Fargo Advisors
October 2020 - Present · 6 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - October 2020 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - October 2020 · 5 yrs
UBS Financial Services INC.
July 2009 - November 2015 · 6 yrs 4 mos
UBS Financial Services INC.Broker
July 2009 - November 2015 · 6 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2004 - April 2007 · 3 yrs
Morgan Stanley Dw INC.Broker
April 2004 - April 2007 · 3 yrs
Citigroup Global Markets INC.
July 1993 - April 2004 · 10 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - April 2004 · 10 yrs 9 mos
Lehman Brothers INC.Broker
January 1989 - July 1993 · 4 yrs 6 mos
State Registrations15 states
AZCAFLLAMIMONCNYOHRITNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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