Roy Lines is a CFP-designated registered investment advisor at LPL Financial LLC, based in Moline, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3535 Avenue of the Cities, Moline, IL, 61265
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Regulatory History (1)
Customer Dispute
February 2009Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nikulski Financial, INC.
Planmember Securities Corporation
Planmember Securities CorporationBroker
Honkamp Krueger Financial Services INC
1st Global Advisors INC
1st Global Capital CORP.Broker
Lines Asset Management
Honkamp Krueger Financial Services INC
Proequities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Linsco/private Ledger CORP.Broker
Infinet Securities, INC.Broker
Kingland Capital CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.