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CFP

Charles Creekmore

Janney Montgomery Scott LLC
37 Years of Experience
Raleigh, NC
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Charles Creekmore is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Raleigh, NC, with 37 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4140 Parklake Avenue, Glenlake One, Suite 300, Raleigh, NC, 27612

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Denied
Customer Dispute
May 2002
Denied
Customer Dispute
February 1998
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLC
December 2004 - Present · 21 yrs 10 mos
Janney Montgomery Scott LLC
June 2003 - Present · 23 yrs 4 mos
Janney Montgomery Scott LLCBroker
June 2003 - Present · 23 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
June 2002 - June 2003 · 1 yr
Wachovia Securities, LLCBroker
June 2002 - June 2003 · 1 yr
Wachovia Securities, INC.
January 2000 - June 2002 · 2 yrs 5 mos
Wachovia Securities, INC.Broker
July 1998 - June 2002 · 3 yrs 11 mos
Olde Discount CorporationBroker
February 1991 - July 1998 · 7 yrs 5 mos
Robert Thomas Securities, INCBroker
October 1989 - March 1991 · 1 yr 5 mos
F.N. Wolf & CO., INC.Broker
February 1989 - October 1989 · 8 mos
State Registrations28 states
ALAZCACOCTFLGAINKYLAMAMDMEMIMSNCNJNYOHORPASCTNTXUTVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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