JP
JP
Jeffrey Pieters
37 Years of Experience
Racine, WI
Broker
Jeffrey Pieters is a registered investment advisor at Cetera Investment Advisers LLC, based in Racine, WI, with 37 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4923 Washington Avenue, Racine, WI, 53406
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
February 2004 - Present · 22 yrs 3 mos
Cetera Investment Services LLCBroker
February 2004 - Present · 22 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
February 2004 - January 2014 · 9 yrs 11 mos
Pfic Securities CorporationBroker
March 2002 - February 2004 · 1 yr 11 mos
Pruco Securities CorporationBroker
February 1995 - March 2002 · 7 yrs 1 mo
Edward D. Jones & CO., L.P.Broker
March 1994 - January 1995 · 10 mos
Northwestern Mutual Investment Services, INC.Broker
March 1993 - March 1994 · 1 yr
Robert W. Baird & CO. IncorporatedBroker
March 1993 - March 1994 · 1 yr
The Prudential Insurance Company of AmericaBroker
January 1989 - March 1993 · 4 yrs 2 mos
Pruco Securities CorporationBroker
January 1989 - March 1993 · 4 yrs 2 mos
State Registrations10 states
ALARAZCOFLILNVOHTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.