Alex Gallego
Alex Gallego is a registered investment advisor at Raymond James & Associates, INC., based in Oyster Bay, NY, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
68 W Main Street, Ste 103, Oyster Bay, NY, 11771
Get directionsHistory
Regulatory History (8)
Customer Dispute
October 2014Customer Dispute
July 2008Customer Dispute
May 2003Customer Dispute
August 2002Employment Separation After Allegations
January 2002Customer Dispute
December 2001Customer Dispute
July 2001Customer Dispute
March 2001Other Business Activities
Alex is the president of Gallego Group Inc, a passive entity established to sign a property lease, dedicating minimal time to it. Alex also volunteers with the USV - Honor Guard at the LI National Cemetery, spending a few hours per week in this role.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Ryan Beck & CO.Broker
Sandgrain Securities, INC.Broker
UBS Painewebber INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fsg Securities, INC.Broker
First Lauderdale Securities, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.