TrueAdvisor
TrueAdvisor
CW
CW

Christopher Wilson

LPL Enterprise, LLC
35 Years of Experience
Burlington, VT
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Christopher Wilson is a registered investment advisor at LPL Enterprise, LLC, based in Burlington, VT, with 35 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Burlington, VT

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2020
Final
Employment Separation After Allegations
July 2010
Customer Dispute
February 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Pruco Securities, LLC.Broker
March 2022 - November 2024 · 2 yrs 8 mos
Prudential Financial Planning Services
March 2022 - November 2024 · 2 yrs 8 mos
MML Investors Services, LLC
May 2021 - March 2022 · 10 mos
MML Investors Services, LLCBroker
December 2020 - March 2022 · 1 yr 3 mos
Nylife Securities LLCBroker
June 2018 - December 2020 · 2 yrs 6 mos
Oppenheimer & CO. INC.
August 2010 - July 2016 · 5 yrs 11 mos
Oppenheimer & CO. INC.Broker
August 2010 - July 2016 · 5 yrs 11 mos
Credit Suisse Securities (USA) LLC
April 2008 - July 2010 · 2 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
November 2000 - July 2010 · 9 yrs 8 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
August 2000 - January 2003 · 2 yrs 5 mos
Sg Cowen Securities CorporationBroker
July 1998 - August 2000 · 2 yrs 1 mo
Cowen & CO.Broker
August 1995 - July 1998 · 2 yrs 11 mos
Lehman Brothers INC.Broker
December 1991 - September 1995 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1989 - December 1991 · 2 yrs 8 mos
State Registrations5 states
FLMANHNYVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Burlington, VT →All financial advisors in Vermont →