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Thomas Fleishel

Raymond James Financial Services Advisors, INC
37 Years of Experience
Deland, FL
1 DisclosureBroker
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Thomas Fleishel is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Deland, FL, with 37 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fleishel Financial Assoc., Inc., 812 N. Woodland Blvd, Deland, FL, 32720

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is an author selling books via Amazon Direct, dedicating minimal time to this activity. He also owns and manages a farm, and works as an advisor and owner of Fleishel Financial Associates, Inc., an independent RIA, dedicating about a quarter to half of his time to this.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2013 - Present · 13 yrs 4 mos
Fleishel Financial Associates, INC.
January 2002 - Present · 24 yrs 10 mos
Raymond James Financial Services, INC.Broker
April 1991 - Present · 35 yrs 7 mos
Previous Registrations
Anchor National Financial Services, INC.Broker
May 1989 - April 1991 · 1 yr 11 mos
Fsc Securities CorporationBroker
January 1989 - May 1989 · 4 mos
State Registrations32 states
ALARAZCACODCFLGAIAILINKYMAMDMIMNMONCNJNVNYOHORPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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