TF
CFP
TF
CFP

Thomas Fleishel

37 Years of Experience
Deland, FL
1 DisclosureBroker

Thomas Fleishel is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Deland, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Fleishel Financial Assoc., Inc., 812 N. Woodland Blvd, Deland, FL, 32720

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Closed-No Action
Other Business Activities

Thomas is an author selling books via Amazon Direct, dedicating minimal time to this activity. He also owns and manages a farm, and works as an advisor and owner of Fleishel Financial Associates, Inc., an independent RIA, dedicating about a quarter to half of his time to this.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2013 - Present · 12 yrs 10 mos
Fleishel Financial Associates, INC.
January 2002 - Present · 24 yrs 4 mos
Raymond James Financial Services, INC.Broker
April 1991 - Present · 35 yrs 1 mo
Previous Registrations
Anchor National Financial Services, INC.Broker
May 1989 - April 1991 · 1 yr 11 mos
Fsc Securities CorporationBroker
January 1989 - May 1989 · 4 mos
State Registrations31 states
ALARAZCACODCFLGAIAILINKYMAMDMIMNMONCNVNYOHORPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Fleishel - Financial Advisor | TrueAdvisor