TrueAdvisor
TrueAdvisor
HK
CFP
HK
CFP

Harmon Anson Kong

Apriem Advisors
27 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Apriem Advisors
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
967 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M0.95%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.50%

Fees negotiable for amounts greater than $20,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

19200 Von Karman Avenue, Suite 1050, Irvine, CA, 92612

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 1998
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Harmon is an independent insurance agent for Apriem Insurance Services since 2003, advising on insurance questions and selling insurance products. This activity requires minimal time.

Employment History
Current Registrations
Apriem Advisors
April 1998 - Present · 27 yrs 10 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.