Benjamin Lau is a CFA-designated registered investment advisor at Apriem Advisors, based in Irvine, CA, with 23 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,071 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.95% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.50% |
Fees are negotiable for accounts over $20,000,000. Alternative strategies such as enhanced cash management and direct indexing involve additional third-party subadvisor fees ranging from 0.10% to 0.25%.
Fee Estimator
Location
19200 Von Karman Avenue, Suite 1050, Irvine, CA, 92612
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2002Customer Dispute
October 2001Other Business Activities
Benjamin serves on the board of directors for the CFA Society of Orange County and is the chairman of the investment committee, a role he has held since 2014. The filing does not specify the amount of time Benjamin dedicates to this activity.
Employment History
Current Registrations
Apriem Advisors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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